0001193125-16-453913.txt : 20160208 0001193125-16-453913.hdr.sgml : 20160208 20160208164033 ACCESSION NUMBER: 0001193125-16-453913 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Baxalta Inc CENTRAL INDEX KEY: 0001620546 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 471869689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89320 FILM NUMBER: 161396083 BUSINESS ADDRESS: STREET 1: 1200 LAKESIDE DRIVE CITY: BANNOCKBURN STATE: IL ZIP: 60015 BUSINESS PHONE: 224-940-2000 MAIL ADDRESS: STREET 1: 1200 LAKESIDE DRIVE CITY: BANNOCKBURN STATE: IL ZIP: 60015 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 SC 13G/A 1 d129636dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Baxalta Incorporated

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

07177M103

(CUSIP Number)

February 2, 2016

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

Schedule 13G

 

CUSIP No. 07177M103   Page 2 of 5

 

  1.   

Name of Reporting Persons:

 

JPMorgan Chase & Co.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power:

 

    0

   6.   

Shared Voting Power:

 

    0

   7.   

Sole Dispositive Power:

 

    0

   8.   

Shared Dispositive Power:

 

    0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

    0

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9):

 

    0.0%

12.  

Type of Reporting Person (See Instructions):

 

    HC

 

Item 1.    (a).   

Name of Issuer

 

Baxalta Incorporated

   (b).   

Address of Issuer’s Principal Executive Offices:

 

1200 Lakeside Drive

Bannockburn, IL 60015

Item 2.    (a)   

Name of Person Filing

 

JPMorgan Chase & Co.

   (b).   

Address of Principal Business Office

 

270 Park Avenue

New York, NY 10017

   (c).   

Citizenship

 

Delaware

   (d).   

Title of Class of Securities:

 

Common Stock, par value $0.01 per share

   (e).   

CUSIP Number:

 

07177M103

Item 3.    If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
   (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
   (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
   (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
   (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
   (e)    ¨    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
   (f)    ¨    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
   (g)    ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
   (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
   (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
   (j)    ¨    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
   (k)    ¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
   If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 

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Item 4.    Ownership.   
   (a)   

Amount beneficially owned:

 

0

   
   (b)   

Percent of class:

 

0.0%

   
   (c)    Number of shares as to which the reporting person has:   
      (i)    Sole power to vote or to direct the vote:    0
      (ii)    Shared power to vote or to direct the vote:    0
      (iii)    Sole power to dispose or to direct the disposition of:    0
      (iv)    Shared power to dispose or to direct the disposition of:    0

 

Item 5.    Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:    x
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
   Not Applicable.
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   This notice is filed on behalf of JPMorgan Chase & Co. and its wholly owned subsidiary Chase Lincoln First Commercial Corporation.
Item 8.    Identification and Classification of Members of the Group.
   Not Applicable.
Item 9.    Notice of Dissolution of Group.
   Not Applicable.
Item 10.    Certification.
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and were held in the ordinary course of business and were not acquired and were not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and were not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

 

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 8, 2016

 

JPMorgan Chase & Co.
By:  

/s/ Michael T. Lees

Name:   Michael T. Lees
Title:   Executive Director

 

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